SalesPage offers a turnkey 22c-2 compliance platform for asset managers and service providers.
Streamline 22c-2 with Clarity Compliance
Accepts data from any transfer agency, subaccounting system, insurer/trust provider or intermediary through NSCC, industry standard files, or custom/proprietary file formats.
Utilizes a risk-based approach to monitor trading activity for high visibility intermediaries.
Analyzes data based on assigned rules and identifies trading patterns that violate the rules for automated or manual disposition.
Creates, manages, and applies data analytics based on your trading policies quickly, alleviating the need for in-house programmers.
Monitors violations and follow-up activities to know issue resolution status.
Documents findings and follow-up activities in a standard format that supports audits and presentations to internal compliance and regulators.
How can we help with your compliance reporting?